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This research reframes classifier-free guidance in diffusion models as an optimal control problem, proposing a curvature-aware variant that constrains sampling trajectories to maintain quality at high guidance strengths. By addressing the theoretical violations of standard dynamics, the method offers a more principled approach to balancing conditional alignment with generative diversity.
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CACFG: Curvature-Aware Classifier-Free Guidance and Optimal Control

arXiv3 min read

arXiv:2610.05845v1 Announce Type: cross Abstract: Diffusion models generate samples by learning to reverse a fixed corruption process, and classifier-free guidance (CFG) is the standard mechanism for conditioning this process on a desired class or prompt. CFG can be applied at varying guidance strengths, and while higher strengths improve image quality and conditional alignment, too high a guidance strength can degrade image quality and diversity. Furthermore, CFG violates principled diffusion sampling dynamics, and existing explanations for why it works despite the violation disagree on the underlying theory or do not extend to deterministic samplers used in practice. We address both these issues. We first frame CFG sampling as a continuous-time optimal control problem, treating the sampling trajectory as a sequence of controls chosen to maximise the probability of the desired condition. Solving the resulting Hamilton--Jacobi--Bellman equation shows that CFG is recovered under specific path costs when using an unconstrained control set. We argue this lack of constraint is responsible for CFG's failure at high guidance strengths, since it permits the sampling path to move arbitrarily far from the current image estimate. To fix this, we propose curvature-aware CFG (CACFG), which constrains the control set to a hypersphere informed by the Gaussian regularisation used when training variational autoencoders. We show that the control inputs produced by CFG sampling routinely violate this bound, and that across diffusion models, datasets, and guidance schedules, CACFG achieves superior generative quality at mid-to-high guidance strengths with a less severe quality-diversity tradeoff than regular CFG.

Abstract:Diffusion models generate samples by learning to reverse a fixed corruption process, and classifier-free guidance (CFG) is the standard mechanism for conditioning this process on a desired class or prompt. CFG can be applied at varying guidance strengths, and while higher strengths improve image quality and conditional alignment, too high a guidance strength can degrade image quality and diversity. Furthermore, CFG violates principled diffusion sampling dynamics, and existing explanations for why it works despite the violation disagree on the underlying theory or do not extend to deterministic samplers used in practice. We address both these issues. We first frame CFG sampling as a continuous-time optimal control problem, treating the sampling trajectory as a sequence of controls chosen to maximise the probability of the desired condition. Solving the resulting Hamilton--Jacobi--Bellman equation shows that CFG is recovered under specific path costs when using an unconstrained control set. We argue this lack of constraint is responsible for CFG's failure at high guidance strengths, since it permits the sampling path to move arbitrarily far from the current image estimate. To fix this, we propose curvature-aware CFG (CACFG), which constrains the control set to a hypersphere informed by the Gaussian regularisation used when training variational autoencoders. We show that the control inputs produced by CFG sampling routinely violate this bound, and that across diffusion models, datasets, and guidance schedules, CACFG achieves superior generative quality at mid-to-high guidance strengths with a less severe quality-diversity tradeoff than regular CFG.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2610.05845 [cs.LG]

(or arXiv:2610.05845v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2610.05845 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 339 words

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