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This research introduces Hypothetical Prompt Embeddings (HyPE), an optimization for Retrieval-Augmented Generation systems that shifts hypothetical content generation from query time to the indexing phase. By transforming retrieval into a question-question matching task, HyPE eliminates runtime latency while significantly improving context precision and recall across standard datasets. The method demonstrates strong compatibility with existing RAG advancements like re-ranking and multi-vector retrieval without introducing computational overhead during inference.
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Bridging the Question-Answer Gap in Retrieval-Augmented Generation: Hypothetical Prompt Embeddings

arXiv3 min read

arXiv:2607.29402v1 Announce Type: cross Abstract: Retrieval-Augmented Generation (RAG) systems synergize retrieval mechanisms with generative language models to enhance the accuracy and relevance of responses. However, bridging the style gap between user queries and relevant information in document text remains a persistent challenge in retrieval-augmented systems, often addressed by runtime solutions (e.g., Hypothetical Document Embeddings (HyDE)) that attempt to improve alignment but introduce extra computational overhead at query time. To address these challenges, we propose Hypothetical Prompt Embeddings (HyPE), a framework that shifts the generation of hypothetical content from query time to the indexing phase. By precomputing multiple hypothetical prompts for each data chunk and embedding the chunk in place of the prompt, HyPE transforms retrieval into a question-question matching task, bypassing the need for runtime synthetic answer generation. This approach does not introduce latency but also strengthens the alignment between queries and relevant context. Our experimental results on six common datasets show that HyPE can improve retrieval context precision by up to 42 percentage points and claim recall by up to 45 percentage points, compared to standard approaches, while remaining compatible with re-ranking, multi-vector retrieval, query decomposition, and other RAG advancements

Abstract:Retrieval-Augmented Generation (RAG) systems synergize retrieval mechanisms with generative language models to enhance the accuracy and relevance of responses. However, bridging the style gap between user queries and relevant information in document text remains a persistent challenge in retrieval-augmented systems, often addressed by runtime solutions (e.g., Hypothetical Document Embeddings (HyDE)) that attempt to improve alignment but introduce extra computational overhead at query time. To address these challenges, we propose Hypothetical Prompt Embeddings (HyPE), a framework that shifts the generation of hypothetical content from query time to the indexing phase. By precomputing multiple hypothetical prompts for each data chunk and embedding the chunk in place of the prompt, HyPE transforms retrieval into a question-question matching task, bypassing the need for runtime synthetic answer generation. This approach does not introduce latency but also strengthens the alignment between queries and relevant context. Our experimental results on six common datasets show that HyPE can improve retrieval context precision by up to 42 percentage points and claim recall by up to 45 percentage points, compared to standard approaches, while remaining compatible with re-ranking, multi-vector retrieval, query decomposition, and other RAG advancements

10 pages, 8 figures, 5 tables. Published in IEEE Access

Information Retrieval (cs.IR); Computation and Language (cs.CL)

arXiv:2607.29402 [cs.IR]

(or arXiv:2607.29402v1 [cs.IR] for this version)

https://doi.org/10.48550/arXiv.2607.29402 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

IEEE Access, vol. 13, pp. 129952-129961, 2025

https://doi.org/10.1109/ACCESS.2025.3589499 Focus to learn more DOI(s) linking to related resources

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Full text under the publisher's open licence · 311 words

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