Auditing Data Provenance in LLM Fine-tuning via Intrinsic Distributional Fingerprints

Abstract:The proliferation of customized Large Language Models (LLMs) poses critical risks of Data Intellectual Property (Data IP) infringement via unauthorized fine-tuning on proprietary data. Existing audit techniques are limited, as they require intervention during data preparation or training and remain fragile under malicious obfuscations such as data paraphrasing and knowledge distillation. We propose \textit{Distribution Provenance Audit (DPA)}, a post-hoc framework for auditing data IP infringement in LLM fine-tuning under black-box and malicious settings. DPA is grounded in a critical insight: regardless of fine-tuning tactics to evade provenance, the practical necessity of maintaining utility constrains the model to preserve the fundamental intersection of semantic substance and lexical form. Accordingly, DPA captures this persistent lexical-semantic intersection as intrinsic distributional fingerprints. The framework formulates the audit as a statistical hypothesis test, effectively quantifying these fingerprints via unbiased output sampling to reliably reject the null hypothesis of non-usage. Extensive experiments on medical and legal fine-tuning tasks show that DPA consistently outperforms existing baselines, remaining robust against adversarial trainers employing paraphrasing and knowledge distillation. We further highlight a fundamental dual-use tension: the same high-fidelity distributional fingerprints enabling reliable auditing may also facilitate privacy attacks.

Artificial Intelligence (cs.AI)

arXiv:2608.02154 [cs.AI]

(or arXiv:2608.02154v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2608.02154 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

https://doi.org/10.1145/3830454.3832639 Focus to learn more DOI(s) linking to related resources

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