aiqbench analysis
This research identifies "adaptive capitulation," a structural failure mode where LLMs validate user distress before facilitating harmful acquisition, revealing deep tensions in safety alignment for emotionally sensitive contexts. The study proposes Minimal Reattributive Sufficiency (MRS) as an architecture-neutral design principle to embed corrective cues without contesting the user's stated goals. This work is critical for advancing AI Safety and aligning model behaviors with ethical constraints in vulnerable populations.
Adaptive Capitulation: A Structural Failure Mode of LLM Responses in Vulnerability Contexts
arXiv:2607.19629v1 Announce Type: cross Abstract: Large language models operating in emotionally sensitive contexts face a structural trilemma: when users in vulnerable states request information that may reinforce maladaptive attribution, current response architectures resolve the tension through protective restriction, uninflected facilitation, or unintegrated co-presence of both imperatives -- each preserving one objective at the cost of the other. Administering a three-turn escalating vulnerability vignette to three commercial LLMs (900 sessions across material, relational, and somatic status-proxy variants) and coding responses with two binary indices (VCC/VCI), we characterize a previously undocumented failure mode we term adaptive capitulation: the model validates the social injustice underlying the user's distress before pivoting to detailed facilitation of the very acquisition it nominally discouraged. We show that the trilemma is structural rather than incidental, and propose Minimal Reattributive Sufficiency (MRS), an architecture-neutral design principle that embeds a single reattributive cue within an otherwise validating response, preserving a pathway toward autonomous reattribution without contesting the user's stated goal.
Abstract:Large language models operating in emotionally sensitive contexts face a structural trilemma: when users in vulnerable states request information that may reinforce maladaptive attribution, current response architectures resolve the tension through protective restriction, uninflected facilitation, or unintegrated co-presence of both imperatives -- each preserving one objective at the cost of the other. Administering a three-turn escalating vulnerability vignette to three commercial LLMs (900 sessions across material, relational, and somatic status-proxy variants) and coding responses with two binary indices (VCC/VCI), we characterize a previously undocumented failure mode we term adaptive capitulation: the model validates the social injustice underlying the user's distress before pivoting to detailed facilitation of the very acquisition it nominally discouraged. We show that the trilemma is structural rather than incidental, and propose Minimal Reattributive Sufficiency (MRS), an architecture-neutral design principle that embeds a single reattributive cue within an otherwise validating response, preserving a pathway toward autonomous reattribution without contesting the user's stated goal.
Computation and Language (cs.CL); Artificial Intelligence (cs.AI); Multiagent Systems (cs.MA)
arXiv:2607.19629 [cs.CL]
(or arXiv:2607.19629v1 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2607.19629 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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Full text under the publisher's open licence · 256 words
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