aiqbench analysis
This research introduces a novel "gate-aware per-unit projector" grounded in tropical geometry to mitigate catastrophic forgetting during fine-tuning without replay data. By mathematically distinguishing between open and closed activation states, the method outperforms existing projectors like Adam-NSCL and GPM while consuming fewer constrained directions. The work provides a rigorous theoretical framework for preserving specific knowledge tokens within neural network layers during updates.
A Tropical Geometry View of Forgetting: A Per-Unit Projector for Knowledge-Preserving Fine-Tuning
arXiv:2610.04670v1 Announce Type: new Abstract: Fine-tuning a language model on new text degrades what it already does. Replay-free projectors such as Adam-NSCL and GPM forbid one shared subspace of a layer's inputs in every row of the update. The tropical geometry of a ReLU layer shows why this is too coarse. In data space, the units' walls are tropical hypersurfaces whose cells are dual to the upper vertices of a zonotope; in weight space, each old token is a hyperplane, and the tokens cut out a polyhedron, the closure of the weights that keep every token on its side. An exact identity joins the two pictures: the squared change of the layer's output under any weight change splits into in-cell, open-to-closed and closed-to-open terms, and the first two live on the tokens each unit fires on. The identity names a gate-aware per-unit projector, and a budget-separation theorem prices exact protection: it costs a unit the rank of its own open tokens, while a shared subspace pays at least the rank of their union in every row. On OPT-1.3b, where 96% of (token, unit) pairs are closed, the projector forgets less than Adam-NSCL at all six matched budgets from 9 to 60 constrained directions per row, the gap widening from $1.1\times$ to $4.3\times$; with 1/5.5 of the directions it halves the forgetting of Adam-NSCL at GPM's energy threshold. On OPT-6.7b, it matches Adam-NSCL's forgetting at matched budget while learning more. As the theory predicts, the open/closed partition is the operative variable: open tokens beat random, sign-blind and anti-gate token sets on 18 of 18 seed-pairs. In pruning repair, every derivative-based local model of the output error at the dense weights is blind to pairs that open: the minimisers of the gate-weighted objective can leave the polyhedron, the objective's closed-form solution is 1.94 nats worse than no repair on OPT-1.3b, and a convex one-sided penalty bounds the escape.
Abstract:Fine-tuning a language model on new text degrades what it already does. Replay-free projectors such as Adam-NSCL and GPM forbid one shared subspace of a layer's inputs in every row of the update. The tropical geometry of a ReLU layer shows why this is too coarse. In data space, the units' walls are tropical hypersurfaces whose cells are dual to the upper vertices of a zonotope; in weight space, each old token is a hyperplane, and the tokens cut out a polyhedron, the closure of the weights that keep every token on its side. An exact identity joins the two pictures: the squared change of the layer's output under any weight change splits into in-cell, open-to-closed and closed-to-open terms, and the first two live on the tokens each unit fires on. The identity names a gate-aware per-unit projector, and a budget-separation theorem prices exact protection: it costs a unit the rank of its own open tokens, while a shared subspace pays at least the rank of their union in every row. On OPT-1.3b, where 96% of (token, unit) pairs are closed, the projector forgets less than Adam-NSCL at all six matched budgets from 9 to 60 constrained directions per row, the gap widening from $1.1\times$ to $4.3\times$; with 1/5.5 of the directions it halves the forgetting of Adam-NSCL at GPM's energy threshold. On OPT-6.7b, it matches Adam-NSCL's forgetting at matched budget while learning more. As the theory predicts, the open/closed partition is the operative variable: open tokens beat random, sign-blind and anti-gate token sets on 18 of 18 seed-pairs. In pruning repair, every derivative-based local model of the output error at the dense weights is blind to pairs that open: the minimisers of the gate-weighted objective can leave the polyhedron, the objective's closed-form solution is 1.94 nats worse than no repair on OPT-1.3b, and a convex one-sided penalty bounds the escape.
Artificial Intelligence (cs.AI)
arXiv:2610.04670 [cs.AI]
(or arXiv:2610.04670v1 [cs.AI] for this version)
https://doi.org/10.48550/arXiv.2610.04670 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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