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This paper proposes a rigorous mathematical framework for AI interpretation by modeling it as observer-relative spectral measurement within a Hilbert space. It introduces novel metrics like Rational Entropy and redefines confusability as a resource for selecting unique utility states, offering a theoretical basis for designing robust interpretation methods with explicit access assumptions. These results are significant for advancing the formal understanding of how AI systems can be queried and decoded under specific constraints.
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A Mathematical Theory of Interpretation: Rational Entropy, Spectral Readout, and Confusability as a Resource

arXiv2 min read

arXiv:2608.23892v1 Announce Type: cross Abstract: This article presents the abridged core of \emph{A Mathematical Theory of Interpretation} (MTI), which treats interpretation as observer-relative spectral measurement under an access structure. MTI makes interpretation a method-design problem: access, query, utility, and medium determine what an observer can select, identify, communicate, or refuse. On a learning-invariant Hilbert realization, Rational Entropy measures residual uncertainty across knowledge, utility, and medium. In the finite-effective regime, we classify its zero set. Pairwise confusability is equivalent to uniform atomic collapse, while a unique utility maximum can select one atom even when other zero-cost states remain non-atomic. This reverses the usual zero-error role of confusability: agreement in at least one observer direction excludes unresolved multi-atom readings, while the joint label preserves identification. The corresponding free-design capacity is the product of all but the smallest direction budget. A four-condition certificate characterizes sharp, decodable, medium-faithful, and order-independent readout on a finite commuting code sector and returns typed obstructions when those guarantees fail. Together, these results establish MTI as a theoretical basis for constructing interpretation methods with explicit access assumptions, guarantees, and failure modes.

Abstract:This article presents the abridged core of \emph{A Mathematical Theory of Interpretation} (MTI), which treats interpretation as observer-relative spectral measurement under an access structure. MTI makes interpretation a method-design problem: access, query, utility, and medium determine what an observer can select, identify, communicate, or refuse. On a learning-invariant Hilbert realization, Rational Entropy measures residual uncertainty across knowledge, utility, and medium. In the finite-effective regime, we classify its zero set. Pairwise confusability is equivalent to uniform atomic collapse, while a unique utility maximum can select one atom even when other zero-cost states remain non-atomic. This reverses the usual zero-error role of confusability: agreement in at least one observer direction excludes unresolved multi-atom readings, while the joint label preserves identification. The corresponding free-design capacity is the product of all but the smallest direction budget. A four-condition certificate characterizes sharp, decodable, medium-faithful, and order-independent readout on a finite commuting code sector and returns typed obstructions when those guarantees fail. Together, these results establish MTI as a theoretical basis for constructing interpretation methods with explicit access assumptions, guarantees, and failure modes.

Information Theory (cs.IT); Artificial Intelligence (cs.AI)

arXiv:2608.23892 [cs.IT]

(or arXiv:2608.23892v1 [cs.IT] for this version)

https://doi.org/10.48550/arXiv.2608.23892 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 274 words

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