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This research investigates how layer importance metrics differ between Transformers and State-Space Models (SSMs), revealing fundamental architectural divergences in necessity and plasticity. The findings indicate that concentrating updates in highly plastic layers causes catastrophic forgetting in Transformers but not in Mamba-style SSMs, offering critical insights for selective fine-tuning strategies across both model families.
What Does Layer-Importance Reveal About Transformers and State-Space Models?
arXiv:2609.16537v1 Announce Type: cross Abstract: Transformers and state-space models (SSMs) are the two dominant families of sequence models, and a central open question is how far the analytical knowledge built for transformers transfers to SSMs. We address this through the lens of layer importance which underpins compression, selective fine-tuning, and interpretability across both families. We decompose layer importance into two distinct notions. \emph{Necessity} captures how much the pretrained model depends on a layer's existing contribution, measured by the loss increase from bypassing it. \emph{Plasticity} captures where the model absorbs new information during fine-tuning, measured by the magnitude of task-specific weight updates. Our analysis reveals that the two families behave fundamentally differently: in every evaluated residual transformer up to $14$B parameters, Necessity and Plasticity anti-align across depth, whereas in the evaluated Mamba-style SSMs they point to overlapping regions. The sign of this alignment also predicts downstream adaptation behavior. In the evaluated transformers, concentrating updates in the most plastic layers increases catastrophic forgetting, while this tier-dependent effect disappears in the evaluated Mamba-style SSMs.
Title:What Does Layer-Importance Reveal About Transformers and State-Space Models?
Abstract:Transformers and state-space models (SSMs) are the two dominant families of sequence models, and a central open question is how far the analytical knowledge built for transformers transfers to SSMs. We address this through the lens of layer importance which underpins compression, selective fine-tuning, and interpretability across both families. We decompose layer importance into two distinct notions. \emph{Necessity} captures how much the pretrained model depends on a layer's existing contribution, measured by the loss increase from bypassing it. \emph{Plasticity} captures where the model absorbs new information during fine-tuning, measured by the magnitude of task-specific weight updates. Our analysis reveals that the two families behave fundamentally differently: in every evaluated residual transformer up to $14$B parameters, Necessity and Plasticity anti-align across depth, whereas in the evaluated Mamba-style SSMs they point to overlapping regions. The sign of this alignment also predicts downstream adaptation behavior. In the evaluated transformers, concentrating updates in the most plastic layers increases catastrophic forgetting, while this tier-dependent effect disappears in the evaluated Mamba-style SSMs.
Machine Learning (cs.LG); Artificial Intelligence (cs.AI)
arXiv:2609.16537 [cs.LG]
(or arXiv:2609.16537v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2609.16537 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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