What Can Be Enforced? A Theory of Certified Runtime Safety for Tool-Using Agents

arXiv:2607.22868v1 Announce Type: new Abstract: Runtime guardrails act before irreversible tool calls, but their guarantees depend on what policy state is representable, what a judge observes, and whether intervention changes future behavior. We separate three questions. First, relative to fixed oracle predicates, a deterministic gate enforces exactly the nonempty safety policies whose good prefixes its register model recognizes; policy nontriviality is undecidable with two decrementable counters but in PSPACE for a separable monotone fragment. Second, under a fixed exogenous law, Neyman-Pearson gives the exact false-block/miss frontier and conformal calibration gives a finite-sample marginal certificate, possibly via block-all. Third, once blocking changes future proposals, static scores and ungated trajectories need not identify the closed-loop frontier; a specified finite controlled model instead yields an occupancy program. Bounded representation attacks add a robustness margin, so benign calibration alone does not transfer. Experiments target these distinctions through static diagnostics, controlled-model enumeration, representation rewrites, and paired closed-loop reruns.

Title:What Can Be Enforced? A Theory of Certified Runtime Safety for Tool-Using Agents

Abstract:Runtime guardrails act before irreversible tool calls, but their guarantees depend on what policy state is representable, what a judge observes, and whether intervention changes future behavior. We separate three questions. First, relative to fixed oracle predicates, a deterministic gate enforces exactly the nonempty safety policies whose good prefixes its register model recognizes; policy nontriviality is undecidable with two decrementable counters but in PSPACE for a separable monotone fragment. Second, under a fixed exogenous law, Neyman-Pearson gives the exact false-block/miss frontier and conformal calibration gives a finite-sample marginal certificate, possibly via block-all. Third, once blocking changes future proposals, static scores and ungated trajectories need not identify the closed-loop frontier; a specified finite controlled model instead yields an occupancy program. Bounded representation attacks add a robustness margin, so benign calibration alone does not transfer. Experiments target these distinctions through static diagnostics, controlled-model enumeration, representation rewrites, and paired closed-loop reruns.

26 pages, 8 figures. Extended version with complete proofs and additional experiments

Artificial Intelligence (cs.AI); Cryptography and Security (cs.CR); Machine Learning (cs.LG)

I.2.0; F.3.1; D.4.6

arXiv:2607.22868 [cs.AI]

(or arXiv:2607.22868v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2607.22868 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

arXivLabs is a framework that allows collaborators to develop and share new arXiv features directly on our website.

Both individuals and organizations that work with arXivLabs have embraced and accepted our values of openness, community, excellence, and user data privacy. arXiv is committed to these values and only works with partners that adhere to them.

Have an idea for a project that will add value for arXiv's community? Learn more about arXivLabs.

analiza aiqbench

What Can Be Enforced? A Theory of Certified Runtime Safety for Tool-Using Agents

Subiecte conexe