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This paper establishes a rigorous mathematical framework for neural network superposition, leveraging frame theory and compressed sensing to prove feature recovery guarantees under both random and worst-case sparsity conditions. By deriving exact thresholds for equiangular tight frames, the work provides fundamental theoretical bounds that clarify how overcomplete dictionaries enable multiple features to coexist without interference. These results advance the understanding of representational capacity in deep learning models through formal proofs rather than empirical observation alone.
Towards a mathematical theory of superposition
arXiv:2608.27540v1 Announce Type: cross Abstract: We develop a mathematical theory of superposition in neural networks using tools from frame theory and compressed sensing. In our model, a sparse binary vector \(x\) of active features is encoded through an overcomplete dictionary \(W\), and feature recovery is performed by applying \(\operatorname{ReLU}(W^\top W x+b)\) with an appropriate bias vector \(b\). We prove several recovery theorems for this model. In the random-support setting, we establish high-probability support recovery for nearly tight, low-coherence dictionaries, with guarantees when the expected sparsity is up to order \(d/\log n\). In the worst-case support setting, we give a sharp and computable criterion for which sparsity levels permit support recovery. We apply this criterion to Gaussian random matrices and equiangular tight frames. For real equiangular tight frames with \(n>d+1\), we determine the exact recovery threshold in terms of the coherence. The proof of this result for real equiangular tight frames relies on a novel characterization---which should be of independent interest to frame theorists---of the distribution of signs in the Gram matrix.
Abstract:We develop a mathematical theory of superposition in neural networks using tools from frame theory and compressed sensing. In our model, a sparse binary vector \(x\) of active features is encoded through an overcomplete dictionary \(W\), and feature recovery is performed by applying \(\operatorname{ReLU}(W^\top W x+b)\) with an appropriate bias vector \(b\). We prove several recovery theorems for this model. In the random-support setting, we establish high-probability support recovery for nearly tight, low-coherence dictionaries, with guarantees when the expected sparsity is up to order \(d/\log n\). In the worst-case support setting, we give a sharp and computable criterion for which sparsity levels permit support recovery. We apply this criterion to Gaussian random matrices and equiangular tight frames. For real equiangular tight frames with \(n>d+1\), we determine the exact recovery threshold in terms of the coherence. The proof of this result for real equiangular tight frames relies on a novel characterization---which should be of independent interest to frame theorists---of the distribution of signs in the Gram matrix.
Machine Learning (stat.ML); Information Theory (cs.IT); Machine Learning (cs.LG); Combinatorics (math.CO)
arXiv:2608.27540 [stat.ML]
(or arXiv:2608.27540v1 [stat.ML] for this version)
https://doi.org/10.48550/arXiv.2608.27540 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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