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This paper is a theoretical study of the Muon optimizer's training dynamics on Transformers for next-token prediction, so the primary subject is machine learning. It analyzes a two-phase process and proves convergence rates under softmax attention, with experiments on small tasks. The results are a plausible theoretical account of Muon's behavior, but they rest on simplified settings, so readers should treat them as explanatory evidence rather than a proof that the mechanism drives performance at LLM scale.
Theoretical Analysis of Muon on Transformers for Next-Token Prediction
arXiv:2611.04465v1 Announce Type: new Abstract: Muon has recently shown strong empirical performance in training Transformer-based large language models (LLMs), yet its optimization dynamics remain poorly understood from a theoretical perspective. In this paper, we analyze the training dynamics of Muon for next-token prediction (NTP) in Transformers. The training procedure consists of two phases: the preprocessing phase learns the output-value component, while the main phase learns the key-query component. For the preprocessing phase, we characterize the optimization trajectory exactly and show that the normalized spectral margin is optimal after each update. For the main phase, we establish nonasymptotic convergence rates for the training loss and the normalized margin gap under softmax attention. These results suggest that Muon's update rule can help models efficiently learn which tokens matter for prediction, offering a possible explanation for its strong performance in large language model training. The learned weight structure also yields a generalization guarantee for unseen contexts. Furthermore, we validate our theoretical insights with experiments on next-token prediction tasks.
Abstract:Muon has recently shown strong empirical performance in training Transformer-based large language models (LLMs), yet its optimization dynamics remain poorly understood from a theoretical perspective. In this paper, we analyze the training dynamics of Muon for next-token prediction (NTP) in Transformers. The training procedure consists of two phases: the preprocessing phase learns the output-value component, while the main phase learns the key-query component. For the preprocessing phase, we characterize the optimization trajectory exactly and show that the normalized spectral margin is optimal after each update. For the main phase, we establish nonasymptotic convergence rates for the training loss and the normalized margin gap under softmax attention. These results suggest that Muon's update rule can help models efficiently learn which tokens matter for prediction, offering a possible explanation for its strong performance in large language model training. The learned weight structure also yields a generalization guarantee for unseen contexts. Furthermore, we validate our theoretical insights with experiments on next-token prediction tasks.
Machine Learning (cs.LG)
arXiv:2611.04465 [cs.LG]
(or arXiv:2611.04465v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2611.04465 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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