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This paper provides a rigorous mathematical analysis of gradient propagation in sparse Sinkhorn layers, establishing specific conditions on support graphs required to ensure uniform contraction during optimization. By characterizing the relationship between transportation polytope faces and gradient stability, it offers concrete criteria for designing differentiable transport layers that avoid vanishing or exploding gradients. These findings are critical for advancing the theoretical foundations of differentiable optimal transport mechanisms in machine learning models.
Support Topology and Gradient Mixing in Sinkhorn Layers
arXiv:2609.07954v1 Announce Type: cross Abstract: Sparse Sinkhorn layers use a fixed support graph to restrict transport between tokens. How does this graph control gradient propagation through the scaling iterations. We develop a fixed-support calculus showing that each row-column cycle induces a row-stochastic operator on column-potential perturbations modulo constants. Its transpose propagates zero-mass reverse-mode cotangents. The finite-cycle operator uses two distinct half-step transport plans; at a balanced fixed point it reduces to a two-step walk determined by a single plan. We derive the accompanying score and marginal source terms and use Dobrushin contraction and minorization to bound homogeneous and source-driven tail cotangents. Our main result characterizes when support and marginals guarantee one-step contraction uniformly over finite scores: every feasible face of the transportation polytope must have pairwise two-hop column overlap. Otherwise, suitable score directions make the contraction coefficient arbitrarily close to one. We extend this analysis to ordered support schedules and derive certificates for partition heat-bath layers, coordinate sweeps, forced shared mass, and register-augmented supports. These results provide mathematical criteria for support design in differentiable transport layers, with guarantees restricted to the fixed-support quotient-gradient component.
Abstract:Sparse Sinkhorn layers use a fixed support graph to restrict transport between tokens. How does this graph control gradient propagation through the scaling iterations. We develop a fixed-support calculus showing that each row-column cycle induces a row-stochastic operator on column-potential perturbations modulo constants. Its transpose propagates zero-mass reverse-mode cotangents. The finite-cycle operator uses two distinct half-step transport plans; at a balanced fixed point it reduces to a two-step walk determined by a single plan. We derive the accompanying score and marginal source terms and use Dobrushin contraction and minorization to bound homogeneous and source-driven tail cotangents. Our main result characterizes when support and marginals guarantee one-step contraction uniformly over finite scores: every feasible face of the transportation polytope must have pairwise two-hop column overlap. Otherwise, suitable score directions make the contraction coefficient arbitrarily close to one. We extend this analysis to ordered support schedules and derive certificates for partition heat-bath layers, coordinate sweeps, forced shared mass, and register-augmented supports. These results provide mathematical criteria for support design in differentiable transport layers, with guarantees restricted to the fixed-support quotient-gradient component.
Artificial Intelligence (cs.AI); Machine Learning (cs.LG)
arXiv:2609.07954 [cs.AI]
(or arXiv:2609.07954v1 [cs.AI] for this version)
https://doi.org/10.48550/arXiv.2609.07954 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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