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This research addresses a critical methodological challenge in interpretability by demonstrating that how Sparse Autoencoder (SAE) codes are scaled significantly impacts the consistency of intervention effects across different models like Gemma and Llama. The study finds that full-output KL calibration generally preserves intervention transfers better than norm matching, offering a more robust framework for comparing feature interventions in large language models.
Strength Controls Change How Interventions Compare Across Sparse Autoencoder Codes
arXiv:2610.26489v1 Announce Type: new Abstract: Changing sparse autoencoder (SAE) codes can alter both intervention direction and magnitude, so comparing intervention effects requires a strength control specifying what is held equal. Norm matching and output calibration provide different controls, but whether interventions yield different effects across codes after strength matching remains unclear. We compare intervention effects under these controls for fixed feature groups in Gemma and Llama and observe: (1) Whole-patch scaling. With one coefficient per input, full-output Kullback-Leibler (KL) calibration leaves smaller mean effect gaps from the encoder-based reference intervention than total-norm matching for nonnegative least-squares (NNLS) refits. On new Llama inputs, total-norm matching loses 11 reference transfers, whereas full-output calibration preserves every transfer decision. (2) Positionwise scaling. On a small matched gender-agreement subset, positionwise norm matching leaves smaller observed mean gaps than full-output calibration. (3) Answer exclusion. Compared with unscaled NNLS, answer-excluded calibration reduces gaps in the measured subject-verb agreement comparisons but increases them for gender refits. Full-output KL calibration also reduces larger gaps for norm-matched constructed candidates, although matching coverage is incomplete in several settings. Since calibration uses the evaluated input's outputs, it serves as a diagnostic of residual disagreement.
Abstract:Changing sparse autoencoder (SAE) codes can alter both intervention direction and magnitude, so comparing intervention effects requires a strength control specifying what is held equal. Norm matching and output calibration provide different controls, but whether interventions yield different effects across codes after strength matching remains unclear. We compare intervention effects under these controls for fixed feature groups in Gemma and Llama and observe: (1) Whole-patch scaling. With one coefficient per input, full-output Kullback-Leibler (KL) calibration leaves smaller mean effect gaps from the encoder-based reference intervention than total-norm matching for nonnegative least-squares (NNLS) refits. On new Llama inputs, total-norm matching loses 11 reference transfers, whereas full-output calibration preserves every transfer decision. (2) Positionwise scaling. On a small matched gender-agreement subset, positionwise norm matching leaves smaller observed mean gaps than full-output calibration. (3) Answer exclusion. Compared with unscaled NNLS, answer-excluded calibration reduces gaps in the measured subject-verb agreement comparisons but increases them for gender refits. Full-output KL calibration also reduces larger gaps for norm-matched constructed candidates, although matching coverage is incomplete in several settings. Since calibration uses the evaluated input's outputs, it serves as a diagnostic of residual disagreement.
Machine Learning (cs.LG); Computation and Language (cs.CL)
arXiv:2610.26489 [cs.LG]
(or arXiv:2610.26489v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2610.26489 Focus to learn more arXiv-issued DOI via DataCite
DATA_MANIFEST.json
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check_extended.py
check_results.py
confirmation_transfers.json
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extended_results.json
protocols/confirmation.txt
protocols/q2_followup.txt
requirements.txt
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