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This paper introduces Soft $Q(\lambda)$, a novel off-policy reinforcement learning algorithm that extends soft Q-learning using eligibility traces and tree backups to improve credit assignment efficiency. By unifying multi-step formulations with entropy regularization under arbitrary behavior policies, the method offers a significant theoretical advancement for model-free RL optimization without requiring empirical validation in this note.
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Soft $Q(\lambda)$: A multi-step off-policy method for entropy regularised reinforcement learning using eligibility traces

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arXiv:2604.13780v2 Announce Type: replace-cross Abstract: Soft Q-learning has emerged as a versatile model-free method for entropy-regularised reinforcement learning, optimising for returns augmented with a penalty on the divergence from a reference policy. Despite its success, the multi-step extensions of soft Q-learning remain relatively unexplored and limited to on-policy action sampling under the Boltzmann policy. In this brief research note, we first present a formal $n$-step formulation for soft Q-learning and then extend this framework to the fully off-policy case by introducing a novel Soft Tree Backup operator. Finally, we unify these developments into Soft $Q(\lambda)$, an elegant online, off-policy, eligibility trace framework that allows for efficient credit assignment under arbitrary behaviour policies. Our derivations propose a model-free method for learning entropy-regularised value functions that can be utilised in future empirical experiments.

Abstract: Soft Q-learning has emerged as a versatile model-free method for entropy-regularised reinforcement learning, optimising for returns augmented with a penalty on the divergence from a reference policy. Despite its success, the multi-step extensions of soft Q-learning remain relatively unexplored and limited to on-policy action sampling under the Boltzmann policy. In this brief research note, we first present a formal $n$-step formulation for soft Q-learning and then extend this framework to the fully off-policy case by introducing a novel Soft Tree Backup operator. Finally, we unify these developments into Soft $Q(λ)$, an elegant online, off-policy, eligibility trace framework that allows for efficient credit assignment under arbitrary behaviour policies. Our derivations propose a model-free method for learning entropy-regularised value functions that can be utilised in future empirical experiments.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2604.13780 [cs.LG]

(or arXiv:2604.13780v2 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2604.13780 Focus to learn more arXiv-issued DOI via DataCite

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