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This research rigorously evaluates safety safeguards for dual-use biology assistants, revealing significant disparities between models like Claude Opus 4.5 and Gemini 2.5 Flash regarding upstream provider effects. The study demonstrates that while certain configurations achieve action-level selectivity, current methods fail to simultaneously satisfy benign constraints or guarantee verified content removal without compromising aggregate accuracy. Ultimately, the findings highlight critical gaps in calibrated selective access and biological-risk reduction within existing AI safety frameworks for high-stakes applications.
Safeguard-Conditioned Uplift: Measuring Utility-Risk Frontiers for Dual-Use Biology Assistants
arXiv:2607.13039v2 Announce Type: replace-cross Abstract: A refusal rate neither identifies which component intervened nor measures its burden on legitimate users. This paper evaluates safeguards for dual-use biology assistants at the action and answer levels. The framework reconstructs the access path, separates provider refusals from downstream actions, and selects thresholds under an intervention budget. A frozen fresh-generation study satisfies its criterion on Claude Opus 4.5, but both passing configurations share one upstream provider effect; none passes on Gemini 2.5 Flash. The fixed Opus policies retain positive selectivity on 104 previously unused released-label pairs, but both fail a 20\% matched-benign constraint. At the answer level, no joint-scoring verifier qualifies on a response-disjoint 7,200-judgment holdout. A fresh 8,640-judgment factorial experiment finds separate gains from criterion isolation and ordinal representation, with a positive interaction between them; requiring explicit localization lowers aggregate accuracy under a strict no-repair schema. The evidence supports prospective action-level selectivity and identifies verifier interface effects, but not calibrated selective access, verified content removal, or biological-risk reduction.
Abstract:A refusal rate neither identifies which component intervened nor measures its burden on legitimate users. This paper evaluates safeguards for dual-use biology assistants at the action and answer levels. The framework reconstructs the access path, separates provider refusals from downstream actions, and selects thresholds under an intervention budget. A frozen fresh-generation study satisfies its criterion on Claude Opus 4.5, but both passing configurations share one upstream provider effect; none passes on Gemini 2.5 Flash. The fixed Opus policies retain positive selectivity on 104 previously unused released-label pairs, but both fail a 20\% matched-benign constraint. At the answer level, no joint-scoring verifier qualifies on a response-disjoint 7,200-judgment holdout. A fresh 8,640-judgment factorial experiment finds separate gains from criterion isolation and ordinal representation, with a positive interaction between them; requiring explicit localization lowers aggregate accuracy under a strict no-repair schema. The evidence supports prospective action-level selectivity and identifies verifier interface effects, but not calibrated selective access, verified content removal, or biological-risk reduction.
Computers and Society (cs.CY); Artificial Intelligence (cs.AI)
arXiv:2607.13039 [cs.CY]
(or arXiv:2607.13039v2 [cs.CY] for this version)
https://doi.org/10.48550/arXiv.2607.13039 Focus to learn more arXiv-issued DOI via DataCite
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