SACK: Safe Active Continual Koopman Learning for Uncertain Systems with Contractive Guarantees

arXiv:2605.09659v2 Announce Type: replace Abstract: Koopman operator theory provides a powerful framework for representing nonlinear dynamics through a linear operator acting on lifted observables, enabling the use of linear control techniques for nonlinear systems. However, Koopman models are typically learned from data and often degrade in performance under model uncertainty and distributional shifts between training and deployment. Although several works have explored online adaptation to address this issue, many rely on neural network-based updates that introduce significant computational overhead and lack formal safety guarantees, limiting their suitability for real-time and safety-critical robotic applications. In this work, we propose SACK, a unified framework for continual adaptive Koopman learning that enables safe and efficient online refinement of learned models during task execution. A Koopman model is first learned offline and subsequently refined online through a contractive adaptation law, which provides theoretical convergence guarantees under distributional shifts and model uncertainty. To improve data efficiency and accelerate model refinement, the adaptation mechanism is integrated with an active learning strategy that drives the system to collect informative data while accomplishing task objectives. The resulting control problem is formulated as a nonconvex optimization problem incorporating both active learning objectives and safety constraints. We further derive theoretical bounds on model approximation error and show how these bounds can be incorporated within a robust Model Predictive Control (MPC) framework to provide formal safety guarantees. To reduce conservatism in practice, we also introduce a conformal prediction-based tightening mechanism that calibrates safety margins online from observed residuals. Extensive simulation and experimental studies demonstrate efficacy of the proposed scheme.

Abstract:Koopman operator theory provides a powerful framework for representing nonlinear dynamics through a linear operator acting on lifted observables, enabling the use of linear control techniques for nonlinear systems. However, Koopman models are typically learned from data and often degrade in performance under model uncertainty and distributional shifts between training and deployment. Although several works have explored online adaptation to address this issue, many rely on neural network-based updates that introduce significant computational overhead and lack formal safety guarantees, limiting their suitability for real-time and safety-critical robotic applications. In this work, we propose SACK, a unified framework for continual adaptive Koopman learning that enables safe and efficient online refinement of learned models during task execution. A Koopman model is first learned offline and subsequently refined online through a contractive adaptation law, which provides theoretical convergence guarantees under distributional shifts and model uncertainty. To improve data efficiency and accelerate model refinement, the adaptation mechanism is integrated with an active learning strategy that drives the system to collect informative data while accomplishing task objectives. The resulting control problem is formulated as a nonconvex optimization problem incorporating both active learning objectives and safety constraints. We further derive theoretical bounds on model approximation error and show how these bounds can be incorporated within a robust Model Predictive Control (MPC) framework to provide formal safety guarantees. To reduce conservatism in practice, we also introduce a conformal prediction-based tightening mechanism that calibrates safety margins online from observed residuals. Extensive simulation and experimental studies demonstrate efficacy of the proposed scheme.

Robotics (cs.RO)

arXiv:2605.09659 [cs.RO]

(or arXiv:2605.09659v2 [cs.RO] for this version)

https://doi.org/10.48550/arXiv.2605.09659 Focus to learn more arXiv-issued DOI via DataCite

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SACK: Safe Active Continual Koopman Learning for Uncertain Systems with Contractive Guarantees

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