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This research addresses code collapse in smoothed vector quantization by introducing a novel regularization technique that simultaneously ensures tight approximation and full codebook utilization. By minimizing the distance between simplex vertices and their nearest smoothed selectors, the method improves image encoding benchmarks without relying on separate heuristics. The approach offers a streamlined solution for optimizing discrete representation layers in modern machine learning architectures.
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Pushing Toward the Simplex Vertices: A Simple Remedy for Code Collapse in Smoothed Vector Quantization

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arXiv:2509.22161v4 Announce Type: replace Abstract: Vector quantization, which discretizes a continuous vector space into a finite set of representative vectors (a codebook), has been widely adopted in modern machine learning. Despite its effectiveness, vector quantization poses a fundamental challenge: the non-differentiable quantization step blocks gradient backpropagation. Smoothed vector quantization addresses this issue by relaxing the discrete selection of a codebook vector into a weighted combination of codebook entries, represented as the matrix product of a simplex vector and the codebook. Effective smoothing requires two properties: (1) smoothed code-selection vectors should remain close to a onehot vector, ensuring tight approximation, and (2) all codebook entries should be utilized, preventing code collapse. Existing methods typically address these desiderata separately. By contrast, the present study introduces a simple and intuitive regularization that promotes both simultaneously by minimizing the distance between each simplex vertex and its $K$-nearest smoothed code-selectors. Representative benchmarks on image encoding demonstrate that the proposed method achieves more effective codebook utilization and improves performance over prior approaches.

Abstract:Vector quantization, which discretizes a continuous vector space into a finite set of representative vectors (a codebook), has been widely adopted in modern machine learning. Despite its effectiveness, vector quantization poses a fundamental challenge: the non-differentiable quantization step blocks gradient backpropagation. Smoothed vector quantization addresses this issue by relaxing the discrete selection of a codebook vector into a weighted combination of codebook entries, represented as the matrix product of a simplex vector and the codebook. Effective smoothing requires two properties: (1) smoothed code-selection vectors should remain close to a onehot vector, ensuring tight approximation, and (2) all codebook entries should be utilized, preventing code collapse. Existing methods typically address these desiderata separately. By contrast, the present study introduces a simple and intuitive regularization that promotes both simultaneously by minimizing the distance between each simplex vertex and its $K$-nearest smoothed code-selectors. Representative benchmarks on image encoding demonstrate that the proposed method achieves more effective codebook utilization and improves performance over prior approaches.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2509.22161 [cs.LG]

(or arXiv:2509.22161v4 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2509.22161 Focus to learn more arXiv-issued DOI via DataCite

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