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This research introduces a formal verification pipeline using probabilistic model checking to assess the safety of autoregressive neural sequence models beyond standard test-set accuracy. By extracting discrete-time Markov chains from token generation, the method certifies probability mass on constraint-violating outputs and quantifies domain coverage gaps that sampling-based metrics miss. The approach provides rigorous guarantees for deploying large language models in high-stakes applications where hidden risks must be mathematically bounded.
Probabilistic Model Checking of Autoregressive Neural Sequence Models
arXiv:2609.00838v1 Announce Type: cross Abstract: Test-set accuracy is silent on two issues that matter when deploying autoregressive neural sequence models: how much probability mass the system under test (SUT) places on constraint-violating alternatives that are reachable under sampling and what fraction of the input population satisfies a domain requirement. We answer both with probabilistic model checking. The pipeline extracts a discrete-time Markov chain (DTMC) from the SUT's token-by-token generation, verifies formal PCTL specifications with the PRISM model checker, and aggregates the per-input verdicts into a coverage curve over the input space. A soundness theorem establishes the DTMC as an under-approximation, so every verdict yields a certified interval on the SUT's true reachability probability. The coverage built from those verdicts is, therefore, conservative by construction. A counterexample-guided abstraction refinement (CEGAR) loop adaptively tightens the interval, and a maximum-likelihood algorithm extracts the most probable falsifying trace. Two case studies exercise the pipeline. On a GPT-2 computer-aided process-planning (CAPP) model with 100% test accuracy, the pipeline quantifies the probability mass greedy decoding hides, but that is reachable with sampling; and identifies the smallest training fraction at which an ordering requirement holds population-wide, neither of which test accuracy can report. We then verify the SMILES molecular generator with a 50x larger vocabulary. The only change is an external chemical-validity oracle, and the pipeline identifies the gap between structural completeness and chemical validity.
Abstract:Test-set accuracy is silent on two issues that matter when deploying autoregressive neural sequence models: how much probability mass the system under test (SUT) places on constraint-violating alternatives that are reachable under sampling and what fraction of the input population satisfies a domain requirement. We answer both with probabilistic model checking. The pipeline extracts a discrete-time Markov chain (DTMC) from the SUT's token-by-token generation, verifies formal PCTL specifications with the PRISM model checker, and aggregates the per-input verdicts into a coverage curve over the input space. A soundness theorem establishes the DTMC as an under-approximation, so every verdict yields a certified interval on the SUT's true reachability probability. The coverage built from those verdicts is, therefore, conservative by construction. A counterexample-guided abstraction refinement (CEGAR) loop adaptively tightens the interval, and a maximum-likelihood algorithm extracts the most probable falsifying trace. Two case studies exercise the pipeline. On a GPT-2 computer-aided process-planning (CAPP) model with 100% test accuracy, the pipeline quantifies the probability mass greedy decoding hides, but that is reachable with sampling; and identifies the smallest training fraction at which an ordering requirement holds population-wide, neither of which test accuracy can report. We then verify the SMILES molecular generator with a 50x larger vocabulary. The only change is an external chemical-validity oracle, and the pipeline identifies the gap between structural completeness and chemical validity.
Software Engineering (cs.SE); Artificial Intelligence (cs.AI)
arXiv:2609.00838 [cs.SE]
(or arXiv:2609.00838v1 [cs.SE] for this version)
https://doi.org/10.48550/arXiv.2609.00838 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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