Pairwise AUC Optimization Needs Corrective Power: A Unified View

arXiv:2610.21743v1 Announce Type: new Abstract: Direct pairwise AUC-surrogate training is attractive because it trains toward the ranking metric used at test time, especially under class imbalance. This creates a direct alignment between the training objective and the evaluation metric, but such metric alignment alone does not guarantee that stochastic training remains corrective. We study this gap through Corrective Power: whether pairwise mini-batch updates produce stronger and more reliable improvements for more severe positive-negative ranking errors. Our main observation is that direct pairwise training can enter regions where severe errors remain common but no longer produce useful corrective motion. In such regions, even the mini-batch noise that would normally help SGD move along the steepest severe-error correction direction can become much weaker. In this paper, we seek a theoretical explanation for this by exploring the degenerate property of the U-statistics formed from the pairwise gradients therein. Our results provide a mechanistic explanation for several empirical patterns: (a) squared-hinge loss is often an effective AUC surrogate; (b) cross-entropy warm-up can help models that enter the AUC phase from a poor starting region; and (c) parameter-efficient fine-tuning from a pretrained model can reduce that need by starting closer to a favorable ranking geometry. Experiments on 8 CV tasks and 8 NLP tasks, using ResNet50, DenseNet121, DistilBERT-base, and Qwen2.5-1.5B-Instruct, support these predictions.

Abstract:Direct pairwise AUC-surrogate training is attractive because it trains toward the ranking metric used at test time, especially under class imbalance. This creates a direct alignment between the training objective and the evaluation metric, but such metric alignment alone does not guarantee that stochastic training remains corrective. We study this gap through Corrective Power: whether pairwise mini-batch updates produce stronger and more reliable improvements for more severe positive-negative ranking errors. Our main observation is that direct pairwise training can enter regions where severe errors remain common but no longer produce useful corrective motion. In such regions, even the mini-batch noise that would normally help SGD move along the steepest severe-error correction direction can become much weaker. In this paper, we seek a theoretical explanation for this by exploring the degenerate property of the U-statistics formed from the pairwise gradients therein. Our results provide a mechanistic explanation for several empirical patterns: (a) squared-hinge loss is often an effective AUC surrogate; (b) cross-entropy warm-up can help models that enter the AUC phase from a poor starting region; and (c) parameter-efficient fine-tuning from a pretrained model can reduce that need by starting closer to a favorable ranking geometry. Experiments on 8 CV tasks and 8 NLP tasks, using ResNet50, DenseNet121, DistilBERT-base, and Qwen2.5-1.5B-Instruct, support these predictions.

71 pages, including references and appendices. Accepted at NeurIPS 2026

Machine Learning (cs.LG)

arXiv:2610.21743 [cs.LG]

(or arXiv:2610.21743v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2610.21743 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Pairwise AUC Optimization Needs Corrective Power: A Unified View

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