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This research exposes a critical gap in AI alignment where optimizing for evaluation metrics can mask deteriorating actual task performance through parameter updates, output selection, or prompt engineering. By formalizing reward hacking across these distinct substrates, the study provides a necessary framework for verifying genuine model improvement independent of scoring artifacts. This work is essential for researchers and safety practitioners aiming to build robust verification systems that prevent deceptive alignment.
Surse care acoperăarXiv, LessWrong
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Optimizing the Score, Losing Sight of the Task: Reward Hacking Across Weights, Selection, and Prompts

arXiv3 min de cititArticolul și perspectiva sunt în engleză.

arXiv:2609.25848v1 Announce Type: new Abstract: A higher evaluation score does not always mean a better language model system. When optimization exploits an evaluator's mistakes, measured progress can conceal unchanged or deteriorating task performance. This failure can arise through parameter updates, selection among generated outputs, or revisions to persistent prompts. We develop a comparative framework for reward hacking across these three optimization substrates: weights, selection, and text. Building on the Proxy Compression Hypothesis and research on inference-time and in-context reward hacking, we examine how reachable behavior, optimization budgets, and persistent adaptation shape exposure to proxy error. We formalize a distance-dependent upper bound on evaluator disagreement and a capacity ordering for nested policy classes, then show why distance alone cannot establish a universal ranking of vulnerability. An exact finite-output illustration demonstrates how the location of a scoring defect changes the behavior favored by each method. We also map representative defenses across substrates, identifying which mechanisms transfer directly and which offer only functional analogies. Persistent prompts receive particular attention: their contents are inspectable, but the behavior induced by a small textual change may be difficult to anticipate. The formal analysis, numerical illustration, and published evidence together provide a basis for comparing optimization methods and identifying the conditions under which their defenses transfer. The resulting framework connects optimization choices to verification requirements: reliable improvement depends on controlling accessible failure modes and preserving evidence of task quality independent of the score being optimized.

Abstract:A higher evaluation score does not always mean a better language model system. When optimization exploits an evaluator's mistakes, measured progress can conceal unchanged or deteriorating task performance. This failure can arise through parameter updates, selection among generated outputs, or revisions to persistent prompts. We develop a comparative framework for reward hacking across these three optimization substrates: weights, selection, and text. Building on the Proxy Compression Hypothesis and research on inference-time and in-context reward hacking, we examine how reachable behavior, optimization budgets, and persistent adaptation shape exposure to proxy error. We formalize a distance-dependent upper bound on evaluator disagreement and a capacity ordering for nested policy classes, then show why distance alone cannot establish a universal ranking of vulnerability. An exact finite-output illustration demonstrates how the location of a scoring defect changes the behavior favored by each method. We also map representative defenses across substrates, identifying which mechanisms transfer directly and which offer only functional analogies. Persistent prompts receive particular attention: their contents are inspectable, but the behavior induced by a small textual change may be difficult to anticipate. The formal analysis, numerical illustration, and published evidence together provide a basis for comparing optimization methods and identifying the conditions under which their defenses transfer. The resulting framework connects optimization choices to verification requirements: reliable improvement depends on controlling accessible failure modes and preserving evidence of task quality independent of the score being optimized.

Artificial Intelligence (cs.AI)

arXiv:2609.25848 [cs.AI]

(or arXiv:2609.25848v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2609.25848 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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