OPFL: Optimistic Verification of Federated Learning via Empirical Boundary

arXiv:2609.37011v1 Announce Type: cross Abstract: Federated learning enables multiple clients to collaboratively train models without sharing their private data. However, the lack of visibility into local training makes it difficult to verify whether clients follow the prescribed training procedure or submit malicious updates, such as model poisoning. A natural approach is to replay client training for verification. However, privacy-preserving replay produces numerical results that cannot be directly matched with local client execution because the two run in different environments. We present OPFL, an optimistic verification framework for privacy-preserving federated learning. To protect data privacy, OPFL performs replay inside secure multi-party computation (MPC). Although gradients computed on MPC and local GPUs are not bitwise identical, we observe that their absolute differences are stable and bounded. OPFL therefore calibrates an empirical boundary offline and uses it to distinguish benign numerical deviations from malicious manipulation. To reduce the cost of expensive MPC replay, OPFL adopts optimistic verification by post auditing only sampled training steps. Experiments on LeNet, BERT, and Qwen show that the boundary generalizes across datasets, input lengths, and GPUs, while achieving $0$\% ASR against model poisoning and PGD-based attacks. On a LeNet workload, at $p=0.01$, OPFL is approximately $98.6\times$ faster than full MPC-based FL and $625.5\times$ faster than ZK-based approach.

Abstract:Federated learning enables multiple clients to collaboratively train models without sharing their private data. However, the lack of visibility into local training makes it difficult to verify whether clients follow the prescribed training procedure or submit malicious updates, such as model poisoning. A natural approach is to replay client training for verification. However, privacy-preserving replay produces numerical results that cannot be directly matched with local client execution because the two run in different environments. We present OPFL, an optimistic verification framework for privacy-preserving federated learning. To protect data privacy, OPFL performs replay inside secure multi-party computation (MPC). Although gradients computed on MPC and local GPUs are not bitwise identical, we observe that their absolute differences are stable and bounded. OPFL therefore calibrates an empirical boundary offline and uses it to distinguish benign numerical deviations from malicious manipulation. To reduce the cost of expensive MPC replay, OPFL adopts optimistic verification by post auditing only sampled training steps. Experiments on LeNet, BERT, and Qwen show that the boundary generalizes across datasets, input lengths, and GPUs, while achieving $0$\% ASR against model poisoning and PGD-based attacks. On a LeNet workload, at $p=0.01$, OPFL is approximately $98.6\times$ faster than full MPC-based FL and $625.5\times$ faster than ZK-based approach.

Cryptography and Security (cs.CR); Artificial Intelligence (cs.AI)

arXiv:2609.37011 [cs.CR]

(or arXiv:2609.37011v1 [cs.CR] for this version)

https://doi.org/10.48550/arXiv.2609.37011 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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OPFL: Optimistic Verification of Federated Learning via Empirical Boundary

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