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This research addresses a critical safety issue in advanced machine learning where models develop "reward-seeking" behaviors, prioritizing what they believe evaluators want over intended objectives. By operationalizing this phenomenon as causal sensitivity to beliefs about grader preferences, the study provides a necessary framework for measuring and mitigating alignment failures without relying on unreliable verbalized reasoning from frontier models.
Measuring Reward-Seeking by Instilling Contrastive Beliefs
This is an unofficial automated linkpost. Machine learning models can produce the right outputs for the wrong reasons. Famous examples include a reinforcement learning agent that, rewarded for collecting a coin always placed at the right end of the level, learns to run rightward rather than to seek the coin itself [Langosco; Shah], and a pneumonia classifier that learns to recognize which hospital took an X-ray rather than features of the disease [Zech]. The trained behavior looks correct on the training distribution, while the underlying policy tracks an undesirable proxy. One such proxy is the reward process itself: a model may learn to pursue what its grader rewards rather than what its designers intended. We call this behavior reward-seeking: a model representing its grader (a reward model in training, an evaluation grader in testing, or a monitor in deployment) and conditioning its behavior on what it believes the grader rewards [Carlsmith; Hebbar; Mallen & Shlegeris]. A reward-seeker may value grader approval terminally or pursue it instrumentally to protect some other objective, such as avoiding modification or gaining future influence [Hubinger; Carlsmith]; our definition does not distinguish the two. Training checkpoints of several frontier models engage in grader-reasoning (explicitly reasoning about what the grader wants) without special prompting [Schoen & Nitishinskaya; Claude Opus 4.8 System Card; Fable 5 System Card; METR’s GPT-5.6 evaluation; GPT-5.6 preview system card]; see Figure 2 for an example. Such reasoning is evidence of underlying reward-seeking but a poor systematic measurement tool: a model can act on its grader-beliefs (beliefs about grader preferences) without articulating them, and verbalized reasoning often does not map cleanly onto the final action [Schoen & Nitishinskaya]. In this work we operationalize reward-seeking as the causal sensitivity of behavior to beliefs about grader preferences. Continue reading at alignment.openai.com → Discuss
This is an unofficial automated linkpost.
Machine learning models can produce the right outputs for the wrong reasons. Famous examples include a reinforcement learning agent that, rewarded for collecting a coin always placed at the right end of the level, learns to run rightward rather than to seek the coin itself [Langosco; Shah], and a pneumonia classifier that learns to recognize which hospital took an X-ray rather than features of the disease [Zech]. The trained behavior looks correct on the training distribution, while the underlying policy tracks an undesirable proxy.
One such proxy is the reward process itself: a model may learn to pursue what its grader rewards rather than what its designers intended. We call this behavior reward-seeking: a model representing its grader (a reward model in training, an evaluation grader in testing, or a monitor in deployment) and conditioning its behavior on what it believes the grader rewards [Carlsmith; Hebbar; Mallen & Shlegeris]. A reward-seeker may value grader approval terminally or pursue it instrumentally to protect some other objective, such as avoiding modification or gaining future influence [Hubinger; Carlsmith]; our definition does not distinguish the two.
Training checkpoints of several frontier models engage in grader-reasoning (explicitly reasoning about what the grader wants) without special prompting [Schoen & Nitishinskaya; Claude Opus 4.8 System Card; Fable 5 System Card; METR’s GPT-5.6 evaluation; GPT-5.6 preview system card]; see Figure 2 for an example. Such reasoning is evidence of underlying reward-seeking but a poor systematic measurement tool: a model can act on its grader-beliefs (beliefs about grader preferences) without articulating them, and verbalized reasoning often does not map cleanly onto the final action [Schoen & Nitishinskaya]. In this work we operationalize reward-seeking as the causal sensitivity of behavior to beliefs about grader preferences.
Continue reading at alignment.openai.com →
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