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This research addresses the inherent tension between the global geometric constraints of hierarchical clustering and local individual fairness, specifically within $k$-nearest neighborhoods. The authors characterize the minimal multiplicative slack required to satisfy these fairness bounds and prove a theoretical separation between local and global realizability that scales logarithmically with dataset size. These findings offer critical insights for developing robust clustering algorithms that prevent disproportionate distortion of specific data points while maintaining ultrametric consistency.
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Individual Fairness in Hierarchical Clustering

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arXiv:2608.25586v1 Announce Type: new Abstract: Hierarchical clustering produces ultrametric representations that impose strong global geometric constraints and may distort local similarities in ways that disproportionately affect individual data points. We study hierarchical clustering under an individual fairness requirement that bounds relative distortion within local $k$-nearest neighborhoods. We formulate this requirement as a feasibility problem over dominated ultrametrics and characterize the minimal multiplicative slack required for feasibility. We identify a sharp local threshold, prove stability under bounded perturbations, establish monotonicity in $k$, and show an intrinsic $\Theta(\log n)$ separation between local and global realizability. Experiments on synthetic and real world datasets support our theoretical results.

Abstract:Hierarchical clustering produces ultrametric representations that impose strong global geometric constraints and may distort local similarities in ways that disproportionately affect individual data points. We study hierarchical clustering under an individual fairness requirement that bounds relative distortion within local $k$-nearest neighborhoods. We formulate this requirement as a feasibility problem over dominated ultrametrics and characterize the minimal multiplicative slack required for feasibility. We identify a sharp local threshold, prove stability under bounded perturbations, establish monotonicity in $k$, and show an intrinsic $\Theta(\log n)$ separation between local and global realizability. Experiments on synthetic and real world datasets support our theoretical results.

Machine Learning (cs.LG)

arXiv:2608.25586 [cs.LG]

(or arXiv:2608.25586v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2608.25586 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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