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This research investigates how federated averaging diminishes the regularization effects of update masking in non-IID settings, revealing that client-specific masks weaken optimization charges by a factor proportional to cohort size. The study demonstrates that sharing a single mask across clients significantly restores this regularization benefit, though even optimal configurations often yield insufficient generalization for practical use on CIFAR-10. These findings clarify the theoretical limits of noise-based regularization in distributed training and highlight critical constraints for deploying federated learning on heterogeneous data.
How Much Regularization Survives Averaging? Update Masking in Federated Learning
arXiv:2608.23286v1 Announce Type: new Abstract: Federated learning on non-IID data seeks flat minima to generalize across clients, and existing methods borrow sharpness-aware minimization from centralized training. There is a second way to reach flat minima, in which the regularization comes for free from noise added to the parameter updates, and it has never been carried over to the federated setting. We show the reason. Masking charges the optimizer for moving in sharp directions. We prove that when each client draws its own mask, federated averaging weakens that charge by exactly the cohort size, and that giving every client the same mask brings it back by a factor equal to the inverse gradient diversity of the cohort. In our experiment setting on CIFAR-10, that factor is 1.19 out of a possible 10. Turning off minibatch sampling raises it to 8.96, while changing data heterogeneity a hundredfold leaves it between 1.17 and 1.50. The configurations keeping the regularization train far too poorly to use.
Title:How Much Regularization Survives Averaging? Update Masking in Federated Learning
Abstract:Federated learning on non-IID data seeks flat minima to generalize across clients, and existing methods borrow sharpness-aware minimization from centralized training. There is a second way to reach flat minima, in which the regularization comes for free from noise added to the parameter updates, and it has never been carried over to the federated setting. We show the reason. Masking charges the optimizer for moving in sharp directions. We prove that when each client draws its own mask, federated averaging weakens that charge by exactly the cohort size, and that giving every client the same mask brings it back by a factor equal to the inverse gradient diversity of the cohort. In our experiment setting on CIFAR-10, that factor is 1.19 out of a possible 10. Turning off minibatch sampling raises it to 8.96, while changing data heterogeneity a hundredfold leaves it between 1.17 and 1.50. The configurations keeping the regularization train far too poorly to use.
Machine Learning (cs.LG); Artificial Intelligence (cs.AI)
arXiv:2608.23286 [cs.LG]
(or arXiv:2608.23286v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2608.23286 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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