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This paper provides a first-principles theoretical derivation of neural scaling laws using a bottlenecked bigram model with Zipfian statistics, isolating the impact of representational capacity from optimization dynamics. By recovering classical scaling functional forms in this tractable toy model, the work offers rigorous mathematical insight into how heavy-tailed language distributions drive performance limits in large language models. The findings bridge the gap between abstract theory and empirical observations on standard datasets like WikiText2 and OpenWebText.
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Exact Scaling Laws for a Random-Features Bigram Model

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arXiv:2610.19281v1 Announce Type: new Abstract: Understanding neural scaling laws is increasingly important for theory and practice, yet first-principles explanations remain limited even in simple settings. In this work, we study capacity-limited scaling in a bottlenecked bigram model with power-law (Zipf) token statistics, viewed as an analytically tractable toy model of a large language model. Fixed random embeddings serve as a proxy for representational capacity and induce an explicit bottleneck of width, allowing us to derive scaling laws for prediction regret as a function of model width, vocabulary size, and the Zipf exponent. Our results complement recent theoretical accounts based on optimization dynamics by isolating scaling due purely to representational constraints. In the appropriate regime, the theory recovers the functional form of classical neural scaling laws and suggests that heavy-tailed language statistics may underlie both optimization- and capacity-driven scaling. Experiments natural language datasets (WikiText2, OpenWebText) closely match the predicted curves.

Abstract:Understanding neural scaling laws is increasingly important for theory and practice, yet first-principles explanations remain limited even in simple settings. In this work, we study capacity-limited scaling in a bottlenecked bigram model with power-law (Zipf) token statistics, viewed as an analytically tractable toy model of a large language model. Fixed random embeddings serve as a proxy for representational capacity and induce an explicit bottleneck of width, allowing us to derive scaling laws for prediction regret as a function of model width, vocabulary size, and the Zipf exponent. Our results complement recent theoretical accounts based on optimization dynamics by isolating scaling due purely to representational constraints. In the appropriate regime, the theory recovers the functional form of classical neural scaling laws and suggests that heavy-tailed language statistics may underlie both optimization- and capacity-driven scaling. Experiments natural language datasets (WikiText2, OpenWebText) closely match the predicted curves.

Machine Learning (cs.LG)

arXiv:2610.19281 [cs.LG]

(or arXiv:2610.19281v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2610.19281 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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