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This paper addresses catastrophic forgetting in parameter-efficient fine-tuning (PEFT) by introducing Concept-Guided Retention, a regularizer that simultaneously constrains weight updates to task-specific subspaces and anchors general-purpose concepts via activation channels. By leveraging frozen sparse autoencoders to identify and protect these concept sets, the method improves knowledge retention on models like Llama-3.1-8B while maintaining inspectability through named SAE directions. The work offers a practical solution for preserving pre-trained world knowledge without sacrificing task-specific accuracy during fine-tuning.
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Confine to the Task, Anchor the Rest: Concept-Guided Retention Regularizer for Parameter-Efficient Fine-Tuning

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arXiv:2610.17713v1 Announce Type: new Abstract: Parameter-efficient fine-tuning (PEFT) has been widely used, yet the adapted model suffers catastrophic forgetting of pre-trained knowledge. While most existing work hardens the adapter by constraining where the weight update may lie, we note that constraining this weight channel does not constrain the activation channel. In this paper, we propose Concept-Guided Retention (CGR), a plug-and-play regularizer that constrains both for any PEFT base. CGR reads a frozen sparse autoencoder (SAE) and treats two disjoint concept sets differently. It softly confines the update to the task-concept subspace (via weight channel), and anchors a selected set of general-purpose concepts to the frozen model (via activation channel). We also provide anchor value bounds based on weight updates to understand how they interact, and show that both terms are necessary. On a CLIP vision panel, CGR significantly improves retention at comparable accuracy for every base, and the same pattern holds for world-knowledge retention under Llama-3.1-8B instruction tuning. Because the protected directions are named SAE concepts, CGR remains inspectable and controllable.

Abstract:Parameter-efficient fine-tuning (PEFT) has been widely used, yet the adapted model suffers catastrophic forgetting of pre-trained knowledge. While most existing work hardens the adapter by constraining where the weight update may lie, we note that constraining this weight channel does not constrain the activation channel. In this paper, we propose Concept-Guided Retention (CGR), a plug-and-play regularizer that constrains both for any PEFT base. CGR reads a frozen sparse autoencoder (SAE) and treats two disjoint concept sets differently. It softly confines the update to the task-concept subspace (via weight channel), and anchors a selected set of general-purpose concepts to the frozen model (via activation channel). We also provide anchor value bounds based on weight updates to understand how they interact, and show that both terms are necessary. On a CLIP vision panel, CGR significantly improves retention at comparable accuracy for every base, and the same pattern holds for world-knowledge retention under Llama-3.1-8B instruction tuning. Because the protected directions are named SAE concepts, CGR remains inspectable and controllable.

Machine Learning (cs.LG)

arXiv:2610.17713 [cs.LG]

(or arXiv:2610.17713v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2610.17713 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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