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This research establishes rigorous computational complexity bounds for certifying that large language models have not leaked sensitive information, distinguishing between polynomial-time verifiable cases and NP-complete scenarios. The study reveals that standard finite audits often fail to detect leaks present in complete prompt domains, highlighting a critical gap between negative audit results and actual security guarantees. For AI safety practitioners, these findings define the theoretical limits of verifying model behavior under specific architectural constraints and randomness distributions.
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Checking Leakage Witnesses versus Certifying Bounded Non-Leakage

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arXiv:2609.32134v1 Announce Type: cross Abstract: When a language-model audit finds no leak, what is needed to certify non-leakage? We study guarantees over a declared prompt domain under an executable leakage criterion and decoding rule. For general bounded polynomial-time evaluators, a supplied leaking execution is polynomial-time checkable, while leak existence is \NP-complete and deterministic certification is \coNP-complete. Exact stochastic certification is $\coNP^{\PP}$-complete at every fixed rational cutoff in $(0,1)$. Restricting the computation can change these bounds. For example, certification is in \coNP\ when all randomness is a terminal draw from an efficiently computed finite probability table. Attention models admit polynomial-time certification when local dependency windows of logarithmic length precede one global head, given deterministic decoding, fixed vocabulary, exact rational weighted means, a direct binary affine readout and finite-automaton prompt domains. A construction with two global layers instead makes certification \coNP-complete over template domains, with one head per layer, polynomial width, logarithmic precision and an inverse-polynomial logit margin. Planted-secret experiments measure what finite audits miss relative to complete references. Among 30 secret--model-state pairs that leak under greedy single-prompt execution on their secret's 4,096-prompt domain, uniformly selecting 256 recorded evaluations per pair misses every leak for an expected $41.06\%$ of these pairs. Batched and single-prompt checks disagree on one complete-domain decision among all 48 fine-tuned pairs, while a same-order repeat reproduces every single-prompt output. These results distinguish computational conditions for certification from the coverage and execution conditions needed to interpret a negative audit.

Abstract:When a language-model audit finds no leak, what is needed to certify non-leakage? We study guarantees over a declared prompt domain under an executable leakage criterion and decoding rule. For general bounded polynomial-time evaluators, a supplied leaking execution is polynomial-time checkable, while leak existence is \NP-complete and deterministic certification is \coNP-complete. Exact stochastic certification is $\coNP^{\PP}$-complete at every fixed rational cutoff in $(0,1)$. Restricting the computation can change these bounds. For example, certification is in \coNP\ when all randomness is a terminal draw from an efficiently computed finite probability table. Attention models admit polynomial-time certification when local dependency windows of logarithmic length precede one global head, given deterministic decoding, fixed vocabulary, exact rational weighted means, a direct binary affine readout and finite-automaton prompt domains. A construction with two global layers instead makes certification \coNP-complete over template domains, with one head per layer, polynomial width, logarithmic precision and an inverse-polynomial logit margin. Planted-secret experiments measure what finite audits miss relative to complete references. Among 30 secret--model-state pairs that leak under greedy single-prompt execution on their secret's 4,096-prompt domain, uniformly selecting 256 recorded evaluations per pair misses every leak for an expected $41.06\%$ of these pairs. Batched and single-prompt checks disagree on one complete-domain decision among all 48 fine-tuned pairs, while a same-order repeat reproduces every single-prompt output. These results distinguish computational conditions for certification from the coverage and execution conditions needed to interpret a negative audit.

Cryptography and Security (cs.CR); Computation and Language (cs.CL)

arXiv:2609.32134 [cs.CR]

(or arXiv:2609.32134v1 [cs.CR] for this version)

https://doi.org/10.48550/arXiv.2609.32134 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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