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This paper introduces a novel methodological framework for causal inference by replacing standard cross-world interventions with backtracking counterfactuals to define direct, indirect, and total effects. By constructing alternative exogenous states via conditional distributions, the authors offer a distinct mathematical approach to mediation analysis that could refine how complex AI models interpret treatment pathways.
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Backtracking Direct, Indirect and Total Effects

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arXiv:2610.28910v1 Announce Type: cross Abstract: Natural direct and indirect effects are defined through cross-world interventional counterfactuals. We propose an alternative construction based on backtracking counterfactuals. Rather than intervening on the treatment or mediator, we use a backtracking conditional distribution to construct an alternative exogenous state satisfying a desired treatment-mediator constraint. This yields the backtracking direct and indirect effects, and also the backtracking total effect. Likewise, we adapt the population intervention effects.

Abstract:Natural direct and indirect effects are defined through cross-world interventional counterfactuals. We propose an alternative construction based on backtracking counterfactuals. Rather than intervening on the treatment or mediator, we use a backtracking conditional distribution to construct an alternative exogenous state satisfying a desired treatment-mediator constraint. This yields the backtracking direct and indirect effects, and also the backtracking total effect. Likewise, we adapt the population intervention effects.

Methodology (stat.ME); Machine Learning (cs.LG); Machine Learning (stat.ML)

arXiv:2610.28910 [stat.ME]

(or arXiv:2610.28910v1 [stat.ME] for this version)

https://doi.org/10.48550/arXiv.2610.28910 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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