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This paper addresses the critical challenge of maintaining auditability in high-stakes data pipelines by leveraging agentic AI to autonomously discover and version quality rules. The research demonstrates a framework where LLM-driven agents generate governance-compliant rules that are traceable to policy intent, effectively solving the scalability issues of static checks in regulated industries like finance and retail.
AuDQ: Auditable Data Quality through Agentic Rule Discovery
arXiv:2610.26031v1 Announce Type: new Abstract: High-stakes tabular pipelines rely on scattered, static quality checks that are hard to evolve and audit against policy intent. Regulated domains particularly suffer as the LLM-era automation raises expectations for traceability and accountability. We propose a vision for an ontology-grounded, repository-native data quality layer in which rules are first-class artifacts: versioned, provenance-linked to governance texts, and re-playable through immutable execution traces. As a first step toward validating this vision, we present a concrete implementation of its agentic rule-discovery core with two rule acquisition modes (Full-Agentic and Guided) and a human-in-the-loop (HITL) review interface. We define an evaluation framework and run experiments addressing whether our fully autonomous, divide-and-conquer agentic rule discovery produces rules of the same quality and diversity as those specified by a human expert, reporting preliminary results on two real world industry datasets in the finance and retail domains.
Abstract:High-stakes tabular pipelines rely on scattered, static quality checks that are hard to evolve and audit against policy intent. Regulated domains particularly suffer as the LLM-era automation raises expectations for traceability and accountability. We propose a vision for an ontology-grounded, repository-native data quality layer in which rules are first-class artifacts: versioned, provenance-linked to governance texts, and re-playable through immutable execution traces. As a first step toward validating this vision, we present a concrete implementation of its agentic rule-discovery core with two rule acquisition modes (Full-Agentic and Guided) and a human-in-the-loop (HITL) review interface. We define an evaluation framework and run experiments addressing whether our fully autonomous, divide-and-conquer agentic rule discovery produces rules of the same quality and diversity as those specified by a human expert, reporting preliminary results on two real world industry datasets in the finance and retail domains.
Artificial Intelligence (cs.AI); Computational Finance (q-fin.CP)
arXiv:2610.26031 [cs.AI]
(or arXiv:2610.26031v1 [cs.AI] for this version)
https://doi.org/10.48550/arXiv.2610.26031 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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