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This research addresses a critical vulnerability in large language models where safety alignment relies on sparse neurons, making them susceptible to pruning-based attacks. The proposed "Addition by Subtraction" method strengthens robustness by removing these fragile components during fine-tuning and re-establishing safety through preference optimization, significantly reducing attack success rates across various jailbreak scenarios.
Addition by Subtraction: Toward Mitigating Fragile Safety Alignment in Large Language Models
arXiv:2611.06553v1 Announce Type: new Abstract: Large language models (LLMs) undergo safety alignment to prevent harmful generations, yet they remain vulnerable to jailbreak attacks. Recent work reveals a deeper structural weakness: safety alignment can be highly sparse, such that pruning a small number of safety-critical neurons or ablating a single refusal direction can substantially undermine aligned behavior. In this work, we take the first steps toward strengthening safety alignment such that it is less dependent on sparse model components. We propose Addition by Subtraction, which gradually removes identified safety-critical neurons during finetuning and uses preference optimization to re-establish safety-aligned behavior through other parts of the model. Our results show that the resulting models are substantially more robust to pruning-based attacks. Remarkably, these benefits generalize beyond the white-box attacks motivating our design: Addition by Subtraction improves robustness against other sparsity-based interventions, including refusal-direction ablation, as well as a broad range of black-box jailbreak attacks. The finetuned models also exhibit improved truthfulness while largely preserving general capabilities. Comprehensive experiments across four models from three vendors demonstrate consistent improvements in safety robustness, reducing attack success rates by up to 90% for some attacks.
Abstract:Large language models (LLMs) undergo safety alignment to prevent harmful generations, yet they remain vulnerable to jailbreak attacks. Recent work reveals a deeper structural weakness: safety alignment can be highly sparse, such that pruning a small number of safety-critical neurons or ablating a single refusal direction can substantially undermine aligned behavior. In this work, we take the first steps toward strengthening safety alignment such that it is less dependent on sparse model components. We propose Addition by Subtraction, which gradually removes identified safety-critical neurons during finetuning and uses preference optimization to re-establish safety-aligned behavior through other parts of the model. Our results show that the resulting models are substantially more robust to pruning-based attacks. Remarkably, these benefits generalize beyond the white-box attacks motivating our design: Addition by Subtraction improves robustness against other sparsity-based interventions, including refusal-direction ablation, as well as a broad range of black-box jailbreak attacks. The finetuned models also exhibit improved truthfulness while largely preserving general capabilities. Comprehensive experiments across four models from three vendors demonstrate consistent improvements in safety robustness, reducing attack success rates by up to 90% for some attacks.
Artificial Intelligence (cs.AI); Cryptography and Security (cs.CR)
arXiv:2611.06553 [cs.AI]
(or arXiv:2611.06553v1 [cs.AI] for this version)
https://doi.org/10.48550/arXiv.2611.06553 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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