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This theoretical study analytically validates the relationship between loss landscape flatness and generalization error using a teacher-student tree committee machine model. By deriving tractable expressions for the Hessian spectrum in high-dimensional limits, the authors demonstrate that correlations between flatness metrics and error depend critically on task type and the parameter-to-data ratio. The findings clarify when standard heuristics like spectral mean or edge measures reliably predict generalization versus when they may reverse in underparametrized regimes.
A Flatness-Generalization Relation in the Teacher-Student Tree-Committee Machine
arXiv:2609.31101v1 Announce Type: cross Abstract: The flatness of the loss landscape at a minimizer is a widely used heuristic for reasoning about neural-network generalization, yet evidence for this relation is mostly empirical and controversial. We study this relation in a teacher-student tree committee machine, where both the ERM estimator and the Hessian spectrum are analytically tractable in the proportional high-dimensional limit. First, we use a zero-temperature Gibbs formulation to obtain predictions for the observables of the typical minimizers of the empirical loss. Secondly, we use Edwards-Jones formalism to derive the limiting Hessian resolvent around these typical minimizers. All predictions agree with finite-size gradient-descent simulations. Finally, we study three measures of flatness, namely the left and right edges and the spectral mean, and check if a decrease in generalization error as the dataset size is increased corresponds to an increase in flatness. We find that the answer strongly depends on the learning task and on the ratio of the number of parameters to the number of data points. In regression, the spectral mean and right edge correlate with the generalization error, while the left edge does so only in the overparametrized regime. In classification this correlation reliably holds only in the highly overparametrized phase, while for underparametrized networks it can even reverse.
Abstract:The flatness of the loss landscape at a minimizer is a widely used heuristic for reasoning about neural-network generalization, yet evidence for this relation is mostly empirical and controversial. We study this relation in a teacher-student tree committee machine, where both the ERM estimator and the Hessian spectrum are analytically tractable in the proportional high-dimensional limit. First, we use a zero-temperature Gibbs formulation to obtain predictions for the observables of the typical minimizers of the empirical loss. Secondly, we use Edwards-Jones formalism to derive the limiting Hessian resolvent around these typical minimizers. All predictions agree with finite-size gradient-descent simulations. Finally, we study three measures of flatness, namely the left and right edges and the spectral mean, and check if a decrease in generalization error as the dataset size is increased corresponds to an increase in flatness. We find that the answer strongly depends on the learning task and on the ratio of the number of parameters to the number of data points. In regression, the spectral mean and right edge correlate with the generalization error, while the left edge does so only in the overparametrized regime. In classification this correlation reliably holds only in the highly overparametrized phase, while for underparametrized networks it can even reverse.
Disordered Systems and Neural Networks (cond-mat.dis-nn); Machine Learning (cs.LG); Machine Learning (stat.ML)
arXiv:2609.31101 [cond-mat.dis-nn]
(or arXiv:2609.31101v1 [cond-mat.dis-nn] for this version)
https://doi.org/10.48550/arXiv.2609.31101 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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