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This research exposes a critical gap in current LLM safety evaluations by demonstrating that high refusal rates do not equate to low biosecurity risk when models are prompted for toxin design. The authors introduce SPIKE-Bench and BioSafe-Guard, providing the first rigorous framework to quantify functional harm based on biological plausibility rather than simple text compliance. These tools offer a necessary step toward mitigating the dual-use risks inherent in advanced protein engineering capabilities within large language models.
A Blind Spot in Alignment: Quantifying Biosecurity Risks in Large Language Models
arXiv:2608.02684v2 Announce Type: replace-cross Abstract: Large Language Models (LLMs) are accelerating biological research, yet this same capability poses a critical biosecurity threat: models that assist in protein engineering can equally be prompted to generate predicted toxin-like sequences, potentially lowering the barrier to biological misuse. Current safety evaluations, however, operate in natural language and cannot determine whether a model-generated amino acid sequence is biological gibberish or a computational risk signal. To address this evaluation blind spot, we introduce SPIKE-Bench, coupling 631 curated toxin-design prompts across seven functional categories with the SPIKE funnel, a three-stage protocol that filters output through compliance, biological plausibility, and predicted toxicity, producing stage-level diagnostics and an aggregate function-aware metric: the Functional Harmfulness Rate (FHR). An audit of 32 LLMs reveals that most models freely comply with toxin-design requests; FHR is driven primarily by biological generation capability rather than safety alignment, reaching 50.7%; and Refusal Rate fails to predict functional risk. As a first step toward mitigation, we provide BioSafe-Guard, a domain-specialized classifier that substantially reduces predicted functional risk while preserving benign utility. We release SPIKE-Bench and BioSafe-Guard at https://github.com/PKU-Alignment/SPIKE-Bench to support more rigorous biosecurity evaluation of LLMs.
Abstract:Large Language Models (LLMs) are accelerating biological research, yet this same capability poses a critical biosecurity threat: models that assist in protein engineering can equally be prompted to generate predicted toxin-like sequences, potentially lowering the barrier to biological misuse. Current safety evaluations, however, operate in natural language and cannot determine whether a model-generated amino acid sequence is biological gibberish or a computational risk signal. To address this evaluation blind spot, we introduce SPIKE-Bench, coupling 631 curated toxin-design prompts across seven functional categories with the SPIKE funnel, a three-stage protocol that filters output through compliance, biological plausibility, and predicted toxicity, producing stage-level diagnostics and an aggregate function-aware metric: the Functional Harmfulness Rate (FHR). An audit of 32 LLMs reveals that most models freely comply with toxin-design requests; FHR is driven primarily by biological generation capability rather than safety alignment, reaching 50.7%; and Refusal Rate fails to predict functional risk. As a first step toward mitigation, we provide BioSafe-Guard, a domain-specialized classifier that substantially reduces predicted functional risk while preserving benign utility. We release SPIKE-Bench and BioSafe-Guard at this https URL to support more rigorous biosecurity evaluation of LLMs.
Accepted to COLM 2026. 40 pages, 9 figures
Quantitative Methods (q-bio.QM); Artificial Intelligence (cs.AI)
arXiv:2608.02684 [q-bio.QM]
(or arXiv:2608.02684v2 [q-bio.QM] for this version)
https://doi.org/10.48550/arXiv.2608.02684 Focus to learn more arXiv-issued DOI via DataCite
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